|
List of Tables UBS Securities LLC, Key Facts 1 UBS Securities LLC, Clean Technology Deals Advised Summary, 2006 to YTD 2012 1 UBS Securities LLC, Clean Technology Deals Advised By Year, 2006 to YTD 2012 13 UBS Securities LLC, Clean Technology Deals Advised By Type, 2006 to YTD 2012 14 UBS Securities LLC, Clean Technology Deals Advised By Region, 2006 to YTD 2012 15 UBS Securities LLC Deals Advised By Sector, 2006 to YTD 2012 16 UBS Securities LLC, Clean Technology Deals Advised Summary, 2006 to YTD 2012 17 VeraSun Energy Merges With US BioEnergy 36 EnergySolutions Completes IPO 38 Maxwell Technologies Completes Public Offering Of $15.4 Million 40 Energy Conversion Devices Completes Public Offering Of $105.15 Million 42 The Empire District Electric Completes Offerigng For $69 Million 44 Bruker Completes Public Offering Of Common Stock For $18 Million 46 Ocean Power Technologies Completes Public Offering Of $100 Million 48 ICF International Completes IPO 50 The Empire District Electric Completes Public Offering Of $77 Million 52 Superior Essex Completes Public Offering For $85.53 Million 54 Distributed Energy Systems Completes Stock Offering 55 Aventine Renewable Energy Holdings Completes IPO 56 Energy Conversion Devices Completes Seconadry Public Offering For Proceeds Of $375.68 Million 58 Southern California Edison Completes Public Offering Of $200 Million 60 Fulcrum BioEnergy Files Registration Statement For IPO Of Common Stock For Up To $115 Million 62 Mascoma Files Registration Statement For IPO Of Shares For $100 Million 63 Smith Electric Vehicles Files Registration Statement For IPO Of Shares For $125 Million 64 Renewable Energy Group Completes IPO Of Shares For $69 Million 65 Myriant Files Preliminary Prospectus For IPO 67 Delphi Automotive Files for IPO 69 PPL Completes Public Offering For $977.5 Million 71 KiOR Completes IPO Of $150 Million 73 Remy Files Registration Statement For IPO Of $100 Million 75 Universal Display Completes Offering Of $250 Million 77 Solarfun Power Prices Public Offering Of American Depositary Shares Of $72 Million 79 PPL Completes Public Offering Of $2.5 Billion 81 PPL Completes Public Offering Of Units For $1.15 Billion 83 General Motors Files For Offering Of Series B Preferred Stock 85 Gevo Completes IPO Of Common Shares For $114.7 Million 86 PetroAlgae Files Registration Statement For IPO Of Common Stock For $200 Million 88 Pinnacle West Completes Public Offering Of Common Stock For $262.2 Million 89 Consolidated Edison Completes Offering Of $213 Million 91 American Water Completes Public Offering Of $250.13 Million 93 Progress Energy Completes Public Offering Of $540 Million 95 Actuant Completes Common Stock Offering For $131.1 Million 97 General Electric Completes Public Offering For $12 Billion 99 VeraSun Energy Announces Public Offering Of $98.4 Million 102 Avago Technologies Completes IPO 104 Maxwell Technologies Completes Public Offering Of $8.36 Million 106 Hoku Scientific Announces Equity Offering Of $54 Million 108 Westar Energy Completes Offering Of $145.68 Million 109 International Paper Completes Public Offering Of $1,000 Million 111 International Paper Completes Public Offering Of $300 Million 113 International Paper Completes Public Offering Of $1,700 Million 115 The Dow Chemical Completes Public Offering Of 4.75% Senior Unsecured Notes For $9.3 Million 117 The Empire District Electric Issues 6.375% First Mortgage Bonds Due 2018 For $90 Million 118 Verizon Communications Completes Public Offering Of 5.25% Notes For $1,300 Million 119 Verizon Communications Completes Public Offering Of 6.1% Notes For $1,500 Million 121 Avista Completes Public Offering Of 5.95% First Mortgage Bonds For $250 Million 123 Cooper Industries Completes Public Offering Of 5.45% Senior Unsecured Notes Due 2015 For $300 Million 124 American Electric Power Company Completes Public Offering Of 8.75% Junior Subordinated Debentures For $315 Million 126 Alcoa Completes Public Offering Of $750 Million 6% Notes Due 2013 128 Alcoa Completes Public Offering Of $750 Million 6.75% Notes Due 2018 130 Royal Philips Electronics Completes Public Offering Of 4.625% Senior Notes For $500 Million 132 Royal Philips Electronics Completes Public Offering Of 5.75% Senior Notes For $1,250 Million 134 Royal Philips Electronics Completes Public Offering Of 6.875% Senior Notes For $1,000 Million 136 Royal Philips Electronics Completes Public Offering Of Floating Rate Senior Notes For $350 Million 138 SCANA Completes $250 Million Of Medium Term Notes Offering 139 Pacific Gas And Electric Completes Offering Of 5.625% Senior Notes For $200 Million 140 Pacific Gas And Electric Completes Offering Of 6.35% Senior Notes For $400 Million 142 Honeywell International Completes Public Offering Of 4.25% Senior Notes For $600 Million 144 Honeywell International Completes Public Offering Of 5.3% Senior Notes For $900 Million 146 Verizon Communications Completes Public Offering Of 4.35% Notes For $800 Million 148 Verizon Communications Completes Public Offering Of 5.5% Notes For $1,500 Million 150 Verizon Communications Completes Public Offering Of 6.4% Notes For $1,800 Million 152 Emerson Electric Completes Public Offering Of $400 Million Of 5.25% Notes Due 2018 154 Xcel Energy Completes Public Offering Of $400 Million 155 Dominion Resources Completes Public Offering Of 6.4% Senior Notes For $500 Million 158 Dominion Resources Completes Public Offering Of 7% Senior Notes For $400 Million 160 Dominion Resources Completes Public Offering Of Floating Rate Senior Notes For $300 Million 162 Progress Energy Florida Issues 5.65% First Mortgage Bonds For $500 Million 164 Progress Energy Florida Issues 6.40% First Mortgage Bonds For $1,000 Million 166 The Dow Chemical Completes Public Offering Of 5.45% Senior Unsecured Notes For $3.2 Million 168 Detroit Edison Completes Public Offering Of 5.6% Senior Notes For $300 Million 170 Dupont Completes 5% Notes Offering For $750 Million 171 Nabors Industries Issues Additional 6.15% Senior Notes For $400 Million 173 Tyco Electronics Completes Offering Of 5.95% Senior Notes Due 2014 For $300 Million 174 Constellation Energy Group Completes Public offering Of Debentures Of $450 Million 175 The Dow Chemical Completes Public Offering Of 5.85% Senior Unsecured Notes For $5.2 Million 176 Duke Energy Indiana Completes Public Offering Of 6.35% First Mortgage Bonds For $500 Million 178 The Dow Chemical Completes Public Offering Of 5.9% Senior Unsecured Notes For $4.3 Million 180 The Dow Chemical Completes Public Offering Of 6.25% Senior Unsecured Notes For $10.5 Million 181 The Dow Chemical Completes Public Offering Of 7% Senior Unsecured Notes For $6.9 Million 182 The Dow Chemical Completes Public Offering Of 6.35% Senior Unsecured Notes For $4.8 Million 183 The Dow Chemical Completes Public Offering Of 7.75% Senior Unsecured Notes For $3.3 Million 184 CMS Energy Completes Public Offering Of $300 Million 8.75% Senior Notes Due 2019 185 The Dow Chemical Completes Public Offering Of 7.75% Senior Unsecured Notes For $4.1 Million 187 Owens Corning Completes Public Offering Of 9% Senior Notes Due 2019 For $350 Million 188 OGE Energy Completes Senior Notes Offering Of $250 Million 190 Oklahoma Gas and Electric Completes Public offering Of 8.25% Senior Notes Due 2019 For $250 Million 191 Consolidated Edison Completes Public Offering Of $600 Million 7.125% Series 2008 C Debentures Due 2018 193 The Dow Chemical Completes Public offering Of 7% Senior Unsecured Notes For $20.6 Million 195 Georgia Power Completes Public Offering Of Series 2008C Notes For $100 Million 196 Verizon Communications Completes Public Offering Of 8.75% Notes $2,000 Million 198 Verizon Communications Completes Public Offering Of 8.95% Notes For $1,250 Million 200 Southern California Completes Public Offering Of 5.75% Bonds Due 2014 For $500 Million 202 Sunoco Completes Public Offering Of $250 Million Of 9.62% Senior Notes Due 2015 203 Verizon Communications Completes Public Offering Of 6.35% Notes For $1,750 Million 205 Verizon Communications Completes Public Offering Of 7.35% Notes For $1,000 Million 207 Duke Energy Completes Public Offering Of $450 Million 5.45% Mortgage Bonds 209 Duke Energy Completes Public Offering Of $450 Million 6.45% Bonds Due 2039 210 Southern California Completes Public Offering Of 6.05% Bonds Due 2039 For $500 Million 211 Southern California Completes Public Offering Of 4.15% Bonds Due 2014 For $250 Million 213 FPL Group Completes 8.75% Debenture Offering For $350 Million 215 Halliburton Completes Public Offering Of 6.15% Senior Notes For $1 Billion 216 Halliburton Completes Public Offering Of 7.45% Senior Notes For $1,000 Million 218 Pacific Gas And Electric Issues $550 Million Of 6.25% Senior Notes Due 2039 220 DuPont Issues $400 Million 4.75% Notes Due 2015 222 DuPont Issues $500 Million 5.75% Notes Due 2019 224 Honeywell International Completes Public Offering Of $600 Million 3.88% Senior Notes Due 2019 226 Honeywell International Completes Public Offering Of $900 Million 5% Senior Notes Due 2019 228 Cisco Systems Completes Offering Of $2 Billion Of 5.9% Senior Notes Due 2039 230 Cisco Systems Completes Offering Of $2 Billion Of 4.95% Senior Notes Due 2019 232 Nabors Industries Issues 9.25% Senior Unsecured Notes For $1,125 Million 234 NiSource Completes Offering Of $500 Million Of 6.125% Senior Unsecured Notes Due 2022 235 International Paper Completes Offering Of $750 Million Of 7.3% Senior Notes Due 2039 237 DuPont Completes Public Offering Of 3.25% Senior Notes For $1,000 Million 239 DuPont Completes Public Offering Of 4.625% Senior Notes For $1,000 Million 241 Exelon Generation Completes Public Offering Of 5.2% Senior Notes Due 2019 For $600 Million 243 Exelon Generation Completes Public Offering Of 6.25% Senior Notes Due 2039 For $900 Million 244 Avista Completes Public Offering Of 5.13% Mortgage Bonds Due 2022 For $250 Million 245 Wisconsin Power Completes Public Offering Of $250 Million 5% Debentures Due 2019 247 The Dow Chemical Completes Public Offering Of 6.9% Senior Unsecured Notes For $10.7 Million 248 Duke Energy Completes 3.35% Senior Notes Offering For $450 Million 249 Valero Energy Completes 4.5% Senior Notes Offering For $400 Million 251 South Carolina Electric & Gas Completes Offering Of 5.5% Bonds Due 2039 For $150 Million 253 Alcoa Completes Public Offering Of 6.15% Notes Due 2020 For $1,000 Million 254 The Empire District Electric Completes Offering Of First Mortgage Bonds For $50 Million 256 Total Completes 4.45% Senior Unsecured Notes Offering For $1.25 Billion 257 Total Completes 3% Senior Unsecured Notes Offering For $1.25 Billion 258 Wisconsin Power Completes Public Offering Of $150 Million 259 Oklahoma Gas and Electric Completes 5.85% Senior Unsecured Notes Offering For $250 Million 261 TransCanada Pipelines Completes Public Offering Of 3.4% Senior Notes Due 2015 For $500 Million 263 TransCanada Pipelines Completes Public Offering Of 6.1% Senior Notes Due 2040 For $750 Million 265 Xcel Energy Completes 4.7% Senior Unsecured Notes Offering For $550 Million 267 Lennox International Completes Public Offering Of 4.9% Senior Notes Due 2017 For $200 Million 268 BP Completes Offering Of 3.125% Guaranteed Notes Due 2015 For $2,000 Million 270 BP Completes Offering Of 4.5% Guaranteed Notes Due 2020 For $1,500 Million 272 CMS Energy Completes Private Placement Of 4.97% First Mortgage Bonds Due 2040 For $50 Million 274 CMS Energy Completes Private Placement Of 3.21% First Mortgage Bonds Due 2017 For $100 Million 275 CMS Energy Completes Private Placement Of 3.77% First Mortgage Bonds Due 2020 For $100 Million 277 CMS Energy Completes Private Placement Of 2.6% First Mortgage Bonds Due 2015 For $50 Million 279 TransCanada PipeLines Completes Public Offering Of 3.8% Senior Notes Due 2020 For $1,000 Million 281 DuPont Completes Public Offering Of 1.95% Senior Notes Due 2016 For $500 Million 283 DuPont Completes Public Offering Of 3.625% Senior Notes Due 2021 For $1,000 Million 285 DuPont Completes Public Offering Of 4.9% Senior Notes Due 2041 For $500 Million 287 Dominion Resources Issues 2.25% Series A Senior Notes Offering For $250 Million 289 Sempra Energy Completes Public Offering Of Unsecured Floating Rate Notes Due 2014 For $300 Million 290 Sempra Energy Completes Public Offering Of 2% Senior Unsecured Notes Due 2014 For $500 Million 292 Cisco Systems Completes Public Offering Of 1.625% Senior Notes Due 2014 For $2,000 Million 294 Cisco Systems Completes Public Offering Of Floating Rate Notes Due 2014 For $1,250 Million 296 Cisco Systems Completes Public Offering Of 3.15% Senior Notes Due 2017 For $750 Million 298 Honeywell International Completes Public Offering Of 4.25% Senior Notes For $800 Million 300
|